Cybersecurity for
Banks & Financial Advisors
SEC & FINRA-compliant security solutions for banks, credit unions, wealth management firms, and financial advisors.
Common Technology Challenges in Financial Services
Financial services firms face unique technology challenges that require specialized solutions
SEC & FINRA Compliance
Meeting strict regulatory requirements for data retention, client information security, and electronic communications archiving.
Financial Account Security
Preventing business email compromise, account takeovers, and sophisticated identity-based attacks targeting financial institutions.
Client Data Protection
Safeguarding highly sensitive client financial records, investment data, and personal information from data breaches and exfiltration.
Tailored IT Solutions for Financial Services
Technology solutions designed specifically for the needs of financial service providers
EmailGuard & NetShield
Comprehensive protection for your Microsoft 365 environment and network infrastructure against sophisticated financial attacks.
- Advanced BEC protection
- Zero Trust security implementation
- Financial staff credential protection
DeviceShield & InfraCore
Comprehensive endpoint and server management that meets strict regulatory requirements for banks and financial advisors.
- Enterprise EDR for financial workstations
- 24/7 financial systems monitoring
- Compliance-focused patch management
WebCare & AdvisorPro
Strategic technology guidance and secure website management designed specifically for financial institutions.
- Financial regulatory expertise
- Secure hosting with daily backups
- Compliance-focused planning
How Financial Firms Benefit
Specialized IT solutions deliver tangible advantages for your financial services business
Simplified Compliance
Meet regulatory requirements more easily with technology infrastructure designed for financial compliance.
Improved Client Trust
Strengthen client relationships with secure, reliable systems that protect sensitive financial information.
Operational Resilience
Minimize disruptions and maintain business continuity with robust systems designed for financial operations.
Frequently Asked Questions
Common questions about IT solutions for financial services firms
How does EmailGuard help banks prevent financial fraud?
EmailGuard provides Identity Threat Detection and Response (ITDR) security that protects your Microsoft 365 environment from sophisticated attacks targeting financial institutions. It detects credential theft attempts, prevents account takeovers, identifies business email compromise (BEC) attempts, and monitors for malicious OAuth apps that could compromise financial data. This multilayered approach is essential for banks and financial advisors who are prime targets for email-based attacks.
How does NetShield help ensure SEC and FINRA compliance?
NetShield implements Zero Trust network security principles that help financial institutions meet regulatory compliance requirements. Our enterprise-grade firewalls with Zero Trust implementation provide advanced network monitoring and intrusion prevention. The secure network segmentation ensures sensitive financial data is protected according to regulatory standards, while DNS-based security with 'Don't Talk to Strangers' technology prevents communication with malicious domains that could compromise compliance.
How does DeviceShield protect financial workstations?
DeviceShield provides comprehensive endpoint protection specifically configured for financial services workstations. It includes 24/7 proactive monitoring of all devices, enterprise-grade antivirus/antimalware with EDR security to detect sophisticated financial malware, automated OS and application updates to patch security vulnerabilities, and Microsoft 365 administration optimized for financial compliance. This comprehensive approach ensures that financial staff workstations remain secure and compliant.
How does AdvisorPro help with financial technology strategy?
Our AdvisorPro Virtual CTO services are tailored for financial institutions with specialized knowledge of SEC, FINRA, and other regulatory requirements. We provide strategic technology planning that considers both business growth and compliance needs, IT budget development aligned with regulatory requirements, vendor evaluation with a focus on compliance compatibility, and cybersecurity strategy development specialized for financial threats. This ensures your technology decisions support both your business goals and regulatory obligations.
How does InfraCore help with business continuity for financial firms?
InfraCore provides comprehensive server and storage management essential for financial business continuity. It includes 24/7 monitoring of physical and virtual environments to prevent downtime, hypervisor monitoring optimization for financial systems, automated server patch management to address security vulnerabilities quickly, regular security vulnerability assessments to maintain regulatory compliance, and disaster recovery planning designed to meet financial industry standards for business continuity.
Secure Your Financial Institution
Let's discuss how our specialized cybersecurity solutions can protect your bank, credit union, or wealth management firm while ensuring SEC and FINRA compliance.
No commitment required. 30-minute consultation.